Two-for-One: SEC Slaps Crypto Hedge Fund, Broker With Registration Failures

In what it deems a first for both enforcement actions, the United States Securities and Exchange Commission (SEC) is charging two entities with registration failures.First in line, TokenLot LLC, the self-named “ICO Superstore,” is being charged with acting as an unregistered broker-dealer in the “first case charging unregistered broker-dealers for selling digital tokens after the […]